{"id":238,"date":"2021-11-18T22:03:53","date_gmt":"2021-11-18T22:03:53","guid":{"rendered":"https:\/\/rqdclearing.com\/?page_id=238"},"modified":"2026-03-12T20:04:16","modified_gmt":"2026-03-12T20:04:16","slug":"other-disclosures","status":"publish","type":"page","link":"https:\/\/rqdclearing.com\/other-disclosures\/","title":{"rendered":"Legal &amp; Disclosures"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"238\" class=\"elementor elementor-238\" data-elementor-post-type=\"page\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-d3fa0a9 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"d3fa0a9\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-f850171\" data-id=\"f850171\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-b7cd6e8 elementor-invisible elementor-widget elementor-widget-heading\" data-id=\"b7cd6e8\" data-element_type=\"widget\" data-e-type=\"widget\" data-settings=\"{&quot;_animation&quot;:&quot;slideInUp&quot;}\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">Legal &amp;<br>Disclosures<\/h1>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-1194795\" data-id=\"1194795\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap\">\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-1437a0c elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"1437a0c\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-9150187 elementor-invisible\" data-id=\"9150187\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-d23699b elementor-widget elementor-widget-toggle\" data-id=\"d23699b\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"toggle.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle-item\">\n\t\t\t\t\t<h3 id=\"elementor-tab-title-2201\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-2201\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon elementor-toggle-icon-right\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-closed\"><i class=\"icon icon-down-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-opened\"><i class=\"elementor-toggle-icon-opened icon icon-up-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-toggle-title\" tabindex=\"0\">Rule 606 Reports & Rule 607 Disclosure<\/a>\n\t\t\t\t\t<\/h3>\n\n\t\t\t\t\t<div id=\"elementor-tab-content-2201\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-2201\"><p><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2026\/01\/134284_606_NMS_2025_Q4.pdf\" target=\"_blank\" rel=\"noopener\">2025 &#8211; Q4<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2026\/01\/134284_606_NMS_2025_Q4.xml\" target=\"_blank\" rel=\"noopener\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<\/span><span style=\"color: var( --e-global-color-text );\"><br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/10\/134284_606_NMS_2025_Q3.pdf\" target=\"_blank\" rel=\"noopener\">2025 &#8211; Q3<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/10\/134284_606_NMS_2025_Q3.xml\" target=\"_blank\" rel=\"noopener\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<\/span><span style=\"color: var( --e-global-color-text );\"><br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/07\/134284_606_NMS_2025_Q2.pdf\">2<\/a><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/07\/134284_606_NMS_2025_Q2.pdf\" target=\"_blank\">025 &#8211; Q2<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/07\/134284_606_NMS_2025_Q2.xml\" target=\"_blank\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/04\/134284_606_NMS_2025_Q1.pdf\" target=\"_blank\" rel=\"noopener\">2025 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/06\/RQD-Sec606a1-2024-Q1.xml\" target=\"_blank\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<\/span><\/p>\n<p><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/02\/SEC_606a1_2024Q4_2.pdf\" target=\"_blank\" rel=\"noopener\">2024 &#8211; Q4<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/02\/SEC_606a1_2024Q4_2.xml\" target=\"_blank\" rel=\"noopener\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<\/span><span style=\"color: var( --e-global-color-text );\"><br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/11\/VOL-Sec606a1-2024-Q3_8.pdf\" target=\"_blank\" rel=\"noopener\">2024 &#8211; Q3<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/11\/VOL-Sec606a1-2024-Q3_8.xml\" target=\"_blank\" rel=\"noopener\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<\/span><span style=\"color: var( --e-global-color-text );\"><br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/08\/VOL-Sec606a1-2024-Q2_6.pdf\">2024 &#8211; Q2<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/08\/VOL-Sec606a1-2024-Q2_6.xml\">xml<\/a><span style=\"color: var( --e-global-color-text );\">)<br><\/span><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/05\/RQD-606-Q12024.pdf\" target=\"_blank\" rel=\"noopener\">2024 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/06\/RQD-Sec606a1-2024-Q1.xml\">xml<\/a>)<\/span><\/p>\n<p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/02\/RQD-606-Q42023.pdf\">2023 &#8211; Q4<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/06\/RQD-Sec606a1-2023-Q4.xml\" target=\"_blank\" rel=\"noopener\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/10\/RQD-606-Q32023.pdf\" target=\"_blank\" rel=\"noopener\">2023 &#8211; Q3<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q32023.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/07\/RQD-606-Q22023.pdf\">2023 &#8211; Q2<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q22023.xml\">xml<\/a>)<br><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/04\/RQD-606-Q12023.pdf\" target=\"_blank\" rel=\"noopener\">2023 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q12023.xml\">xml<\/a>)<\/span><\/p>\n<p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/01\/RQD-606-Q42022.pdf\">2022 &#8211; Q4<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q42022.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/10\/RQD-606-Q32022.pdf\" target=\"_blank\" rel=\"noopener\">2022 &#8211; Q3<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q32022.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q22022.pdf\">2022 &#8211; Q2<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q22022-1.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q12022.pdf\" target=\"_blank\" rel=\"noopener\">2022 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q12022-1.xml\">xml<\/a>)<\/span><\/p>\n<p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q42021.pdf\" target=\"_blank\" rel=\"noopener\">2021 &#8211; Q4<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q42021.xml\">xml<\/a>)<br><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q32021.pdf\" target=\"_blank\" rel=\"noopener\">2021 &#8211; Q3<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q32021.xml\">xml<\/a>)<br><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q22021.pdf\" target=\"_blank\" rel=\"noopener\">2021 &#8211; Q2<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q22021.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q12021.pdf\" target=\"_blank\" rel=\"noopener\">2021 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q12021.xml\">xml<\/a>)<\/span><\/p>\n<p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q42020.pdf\" target=\"_blank\" rel=\"noopener\">2020 &#8211; Q4<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q42020.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q32020.pdf\" target=\"_blank\" rel=\"noopener\">2020 &#8211; Q3<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q32020.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q22020.pdf\" target=\"_blank\" rel=\"noopener\">2020 &#8211; Q2<\/a>&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q22020.xml\">xml<\/a>)<br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/08\/RQD-606-Q12020.pdf\" target=\"_blank\" rel=\"noopener\">2020 &#8211; Q1<\/a><span style=\"color: var( --e-global-color-text );\">&nbsp;(<a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/07\/RQD-606-Q12020.xml\">xml<\/a>)<\/span><\/p>\n<p><b>SEC Rule 607 Disclosure<\/b><\/p>\n<p>Pursuant to SEC Rule 607, RQD* Clearing is required to disclose its payment for order flow practices, upon opening a new customer account and on an annual basis thereafter. RQD generally sends held equity and options orders for its Clearing clients to wholesale market makers.&nbsp; Wholesale market makers will generally pay RQD* Clearing a rebate known as \u201cPayment for Order Flow\u201d or \u201cPFOF\u201d.&nbsp; Information on these payments can be found by viewing RQD\u2019s SEC Rule 606(a) Quarterly reports.<\/p>\n<p>Firm level routing decisions on held orders are made by the Firm\u2019s Best Execution committee and the factors the committee considers when making routing decisions is the amount price improvement per execution (relative to the NBBO) and the percentage of shares being filled at or better than the inside market (NBBO).&nbsp;<\/p>\n<div>&nbsp;<\/div><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-f541a75 elementor-invisible\" data-id=\"f541a75\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-1a3526d elementor-align-left elementor-widget elementor-widget-button\" data-id=\"1a3526d\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/134284\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Broker Check<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-12c6ccc elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"12c6ccc\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-a13e723 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"a13e723\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-960d8a0 elementor-invisible\" data-id=\"960d8a0\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-52d6c81 elementor-align-left elementor-widget elementor-widget-button\" data-id=\"52d6c81\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/www.theocc.com\/Company-Information\/Documents-and-Archives\/Options-Disclosure-Document\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Characteristics and Risks of Standardized Options<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-04bba2f elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"04bba2f\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-47f5ff4 elementor-invisible\" data-id=\"47f5ff4\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-3020ddd elementor-align-left elementor-widget elementor-widget-button\" data-id=\"3020ddd\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/11\/RIA-and-BD-RQD-Combined-Disclosures-7-31-2025.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Clearing Combined Disclosures<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-9ffc59a elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"9ffc59a\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-4b94eb8 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"4b94eb8\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-4257e0c elementor-invisible\" data-id=\"4257e0c\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-64885b2 elementor-widget elementor-widget-toggle\" data-id=\"64885b2\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"toggle.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle-item\">\n\t\t\t\t\t<h3 id=\"elementor-tab-title-1051\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-1051\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon elementor-toggle-icon-right\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-closed\"><i class=\"icon icon-down-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-opened\"><i class=\"elementor-toggle-icon-opened icon icon-up-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-toggle-title\" tabindex=\"0\">Customer Information Brochure<\/a>\n\t\t\t\t\t<\/h3>\n\n\t\t\t\t\t<div id=\"elementor-tab-content-1051\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-1051\"><p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/05\/RQD-Clearing-Customer-Information-Brochure-3.14.2024-v3.4.pdf\" target=\"_blank\" rel=\"noopener\">Broker Dealer &#8211; Customer Information Brochure<\/a><\/p><p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/08\/Clearing-Customer-Information-Brochure-RIA_6-11-2025_FINAL.pdf\" target=\"_blank\" rel=\"noopener\">RIA &#8211; Customer Information Brochure<\/a><\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-9d5c382 elementor-invisible\" data-id=\"9d5c382\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-51f41e7 elementor-align-left elementor-widget elementor-widget-button\" data-id=\"51f41e7\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/11\/RQD-Execution-Disclosures-BD-and-RIA-7-31-2025.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Execution Combined Disclosures<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-47454b9 elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"47454b9\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-8d3fb6f elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"8d3fb6f\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-f9c8042 elementor-invisible\" data-id=\"f9c8042\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-95206d6 elementor-widget elementor-widget-toggle\" data-id=\"95206d6\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"toggle.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle-item\">\n\t\t\t\t\t<h3 id=\"elementor-tab-title-1561\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-1561\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon elementor-toggle-icon-right\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-closed\"><i class=\"icon icon-down-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-opened\"><i class=\"elementor-toggle-icon-opened icon icon-up-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-toggle-title\" tabindex=\"0\">Financial Statements<\/a>\n\t\t\t\t\t<\/h3>\n\n\t\t\t\t\t<div id=\"elementor-tab-content-1561\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-1561\"><p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2026\/03\/RQD-Clearing-LLC-2025-Public-Financial-Statement-Final.pdf\" target=\"_blank\">2025 &#8211; Audited Financial Statement<\/a><br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/03\/RQD-Clearing-LLC-2024-Public-Financial-Statements-Final.pdf\" target=\"_blank\" rel=\"noopener\">2024 &#8211; Audited Financial Statement<\/a><br><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/02\/RQDClearingLLC-2023PublicFinancialStatements.pdf\" target=\"_blank\" rel=\"noopener\">2023 &#8211; Audited Financial Statement<\/a><br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/02\/RQD-Clearing-Public-2022.pdf\" target=\"_blank\" rel=\"noopener\">2022 &#8211; Audited Financial Statement<\/a><br><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2022\/03\/RQD-CLEARING-PUBLIC-2021.pdf\" target=\"_blank\" rel=\"noopener\">2021 &#8211; Audited Financial Statement<\/a><br><a style=\"background-color: #ffffff;\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2021\/11\/VOLANT-EXECUTION-PUBLIC-2020.pdf\" target=\"_blank\" rel=\"noopener\">2020 &#8211; Audited Financial Statement<\/a><\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-67f9dc4 elementor-invisible\" data-id=\"67f9dc4\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-d6e2a6b elementor-align-left elementor-widget elementor-widget-button\" data-id=\"d6e2a6b\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2026\/03\/RIA-and-BD-RQD-Privacy-Notice-July-2025.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Privacy Notice<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-df747b9 elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"df747b9\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-9a773af elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"9a773af\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-eb37954 elementor-invisible\" data-id=\"eb37954\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-0e3f5ef elementor-align-left elementor-widget elementor-widget-button\" data-id=\"0e3f5ef\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2024\/05\/RQD-Clearing-Responsibilities-of-IB-and-Carrying-BD-8.30.2023-v3.1.1.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Responsibilities of Introducing Broker and Clearing Broker<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-23b7418 elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"23b7418\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-b316bf3 elementor-invisible\" data-id=\"b316bf3\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-970f5c0 elementor-align-left elementor-widget elementor-widget-button\" data-id=\"970f5c0\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2023\/09\/RQD-Special-Statement-for-Uncovered-Option-Writers-8.30.2023-v1.2.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Special Statement for Uncovered Option Writers<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-2297400 elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"2297400\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-43899a9 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"43899a9\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-cfb27ad elementor-invisible\" data-id=\"cfb27ad\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-a81de64 elementor-widget elementor-widget-toggle\" data-id=\"a81de64\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"toggle.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle\">\n\t\t\t\t\t\t\t<div class=\"elementor-toggle-item\">\n\t\t\t\t\t<h3 id=\"elementor-tab-title-1761\" class=\"elementor-tab-title\" data-tab=\"1\" role=\"button\" aria-controls=\"elementor-tab-content-1761\" aria-expanded=\"false\">\n\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon elementor-toggle-icon-right\" aria-hidden=\"true\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-closed\"><i class=\"icon icon-down-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t<span class=\"elementor-toggle-icon-opened\"><i class=\"elementor-toggle-icon-opened icon icon-up-arrow1\"><\/i><\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t<a class=\"elementor-toggle-title\" tabindex=\"0\">Agreements<\/a>\n\t\t\t\t\t<\/h3>\n\n\t\t\t\t\t<div id=\"elementor-tab-content-1761\" class=\"elementor-tab-content elementor-clearfix\" data-tab=\"1\" role=\"region\" aria-labelledby=\"elementor-tab-title-1761\"><p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/08\/Customer-Agreement-BD-and-RIA-6-11-2025-FINAL.pdf\" target=\"_blank\" rel=\"noopener\">Customer Agreement<\/a><\/p><p><a href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/01\/Customer-Agreement-1.20.2025-v1-SINGAPORE.pdf\" target=\"_blank\" rel=\"noopener\">Singapore\u00a0Customer Agreement<\/a><\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-b45a59a elementor-invisible\" data-id=\"b45a59a\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-5fba230 elementor-align-left elementor-widget elementor-widget-button\" data-id=\"5fba230\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/07\/RQDDisclosureExtendedHoursTrading20250730.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Extended Hours Disclosure<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-160f7c6 elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"160f7c6\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-b770825 elementor-section-full_width elementor-section-height-default elementor-section-height-default\" data-id=\"b770825\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-custom\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-aba9a7f elementor-invisible\" data-id=\"aba9a7f\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap\">\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-18d8793 elementor-invisible\" data-id=\"18d8793\" data-element_type=\"column\" data-e-type=\"column\" data-settings=\"{&quot;animation&quot;:&quot;slideInUp&quot;}\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-474586e elementor-align-left elementor-widget elementor-widget-button\" data-id=\"474586e\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"button.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\t\t<div class=\"elementor-button-wrapper\">\n\t\t\t\t\t<a class=\"elementor-button elementor-button-link elementor-size-sm elementor-animation-float\" href=\"https:\/\/rqdclearing.com\/wp-content\/uploads\/2025\/08\/RQD-Important-Disclosures_v1.pdf\" target=\"_blank\">\n\t\t\t\t\t\t<span class=\"elementor-button-content-wrapper\">\n\t\t\t\t\t\t<span class=\"elementor-button-icon\">\n\t\t\t\t<i aria-hidden=\"true\" class=\"icon icon-right-arrow\"><\/i>\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<span class=\"elementor-button-text\">Fully Paid Lending Disclosure<\/span>\n\t\t\t\t\t<\/span>\n\t\t\t\t\t<\/a>\n\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-bc6059c elementor-widget-divider--view-line elementor-widget elementor-widget-divider\" data-id=\"bc6059c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"divider.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-divider\">\n\t\t\t<span class=\"elementor-divider-separator\">\n\t\t\t\t\t\t<\/span>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Legal &amp;Disclosures Rule 606 Reports &#038; Rule 607 Disclosure 2025 &#8211; Q4&nbsp;(xml)2025 &#8211; Q3&nbsp;(xml)2025 &#8211; Q2&nbsp;(xml)2025 &#8211; Q1&nbsp;(xml) 2024 &#8211; Q4&nbsp;(xml)2024 &#8211; Q3&nbsp;(xml)2024 &#8211; Q2&nbsp;(xml)2024 &#8211; Q1&nbsp;(xml) 2023 &#8211; Q4&nbsp;(xml)2023 &#8211; Q3&nbsp;(xml)2023 &#8211; Q2&nbsp;(xml)2023 &#8211; Q1&nbsp;(xml) 2022 &#8211; Q4&nbsp;(xml)2022 &#8211; Q3&nbsp;(xml)2022 &#8211; Q2&nbsp;(xml)2022 &#8211; Q1&nbsp;(xml) 2021 &#8211; Q4&nbsp;(xml)2021 &#8211; Q3&nbsp;(xml)2021 &#8211; Q2&nbsp;(xml)2021 &#8211; Q1&nbsp;(xml) 2020 [&hellip;]<\/p>\n","protected":false},"author":3,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"elementor_header_footer","meta":{"_mo_disable_npp":"","footnotes":""},"class_list":["post-238","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Legal &amp; Disclosures - RQD*<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/rqdclearing.com\/other-disclosures\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Legal &amp; Disclosures - RQD*\" \/>\n<meta property=\"og:description\" content=\"Legal &amp;Disclosures Rule 606 Reports &#038; Rule 607 Disclosure 2025 &#8211; 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