{"id":385,"date":"2022-01-27T13:10:54","date_gmt":"2022-01-27T13:10:54","guid":{"rendered":"https:\/\/rqdclearing.com\/?p=385"},"modified":"2022-07-01T15:30:01","modified_gmt":"2022-07-01T15:30:01","slug":"rqd-lisa-bridgeford-as-chief-compliance-officer","status":"publish","type":"post","link":"https:\/\/rqdclearing.com\/rqd-lisa-bridgeford-as-chief-compliance-officer\/","title":{"rendered":"RQD* Names Veteran Compliance Executive Lisa Bridgeford as Chief Compliance Officer"},"content":{"rendered":"\n

New York \u2013 January 27, 2022 \u2013 RQD* Clearing, a next-generation correspondent clearing provider, today announced it has expanded its executive leadership team with the addition of Lisa Bridgeford<\/strong> as Chief Compliance Officer. In this role, Bridgeford will use her extensive industry experience directing compliance and operational processes to spearhead the company\u2019s compliance activities. Bridgeford is based in Omaha, Nebraska and will report directly to CEO Michael Sanocki.<\/p>\n\n\n\n

Bridgeford comes to RQD with more than 20 years of experience in the securities industry, most recently as chief compliance officer for Axos Clearing LLC, where she was responsible for directing the firm\u2019s compliance operations. Prior to Axos, she was a compliance officer at Securities America, Inc., and has also held numerous senior compliance officer and operations manager roles throughout her career. She graduated from the Nebraska College of Business and is Series 7, 63, 99 and 24 qualified.<\/p>\n\n\n\n

In her role as Chief Compliance Officer, Lisa will utilize her expertise in clearing, prime brokerage, compliance technology and surveillance protocols to manage all aspects of RQD\u2019s compliance program.<\/p>\n\n\n\n

\u201cRQD continues to expand its team to meet our growing client demands amid the ever-evolving regulatory landscape, and we\u2019re excited for this next phase of growth,\u201d said Michael Sanocki, CEO of RQD. \u201cLisa\u2019s addition to the team further strengthens our already unparalleled bench of clearing expertise and will add tremendous value as we deliver the technology, solutions and business model today\u2019s brokers expect from a correspondent clearing partner.\u201d<\/p>\n\n\n\n

\u201cMy primary focus as Chief Compliance Officer is to provide regulatory and risk management guidance that will contribute to the firm\u2019s overall success as RQD continues to provide advanced clearing, custody and execution solutions built for the modern markets,\u201d saidLisa Bridgeford Chief Compliance Officer of RQD.  \u201cRQD is pioneering the industry as the first clearing solution built entirely on cloud-native, real-time technology, and I\u2019m eager to contribute to the company\u2019s success.\u201d<\/p>\n\n\n\n

This news coincides with RQD\u2019s recent team expansion, which includes the addition of three new hires following the company\u2019s official launch<\/a> in November 2021. Hallie Cody joins RQD from JP Morgan as a Compliance Officer and will support RQD\u2019s day-to-day compliance activities. Troy Thompson is joining as a Software Engineer and will contribute to technology development. Anthony DeRosa is joining the firm as Accounting Manager and will look after the firm\u2019s financial operations.<\/p>\n\n\n\n

###<\/strong><\/p>\n\n\n\n

About RQD*<\/strong><\/p>\n\n\n\n

RQD* Clearing is a next-generation correspondent clearing provider, providing advanced clearing, custody and execution solutions built for the modern markets. With the industry\u2019s first solution built entirely on cloud-native, real-time technology, the firm can quickly and seamlessly enhance the platform, mitigate emerging cybersecurity threats and offer a more efficient implementation that scales as clients grow. Supporting U.S. equities, options and ETFs, RQD caters to broker-dealers that service retail, institutional and active traders, foreign financial institutions and proprietary trading firms. For more information, visit www.rqdclearing.com.<\/p>\n\n\n\n

Media Contact<\/strong><\/p>\n\n\n\n

Jed Hamilton<\/p>\n\n\n\n

Forefront Communications for RQD<\/p>\n\n\n\n

212-380-7455<\/p>\n\n\n\n

jhamilton@forefrontcomms.com<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

RQD* Clearing today announced it has expanded its executive leadership team with the addition of Lisa Bridgeford as Chief Compliance Officer. <\/p>\n","protected":false},"author":5,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_mo_disable_npp":"","footnotes":""},"categories":[4],"tags":[15,16,17],"class_list":["post-385","post","type-post","status-publish","format-standard","hentry","category-press-releases","tag-rqd","tag-rqd-2","tag-rqd-clearing"],"yoast_head":"\nRQD* Names Veteran Compliance Executive Lisa Bridgeford as Chief Compliance Officer - RQD*<\/title>\n<meta name=\"description\" content=\"RQD today announced its official launch, bringing to market an advanced suite of clearing, custody and execution solutions for broker-dealers.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/rqdclearing.com\/rqd-lisa-bridgeford-as-chief-compliance-officer\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"RQD* Names Veteran Compliance Executive Lisa Bridgeford as Chief Compliance Officer - 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