1.0 RQD* Clearing LLC 2023 3 2023-10-26T18:54:36Z 2023 07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.31 6.18 21.66 70.13 2.02 NYSE Arca Inc ARCO 65.84 16.47 3.83 91.23 0.37 -7768.13 -0.3159 -3052.51 -0.1213 -80696.34 -0.4099 0.00 0.0000 The Firm will also collect credit payments from NYSE based on the particular fees and rebates offered in ARCO's fee schedule. NYSE Arca Options has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf CBOE Options Exchange XCBO 7.04 17.76 26.02 0.21 7.51 1047.06 0.0350 -2902.93 -0.0511 1196.74 0.2065 3008.36 0.4884 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XCBO based on the particular fees and rebates offered in XCBO's fee schedule. XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ NASDAQ Options Market LLC XNDQ 6.17 1.50 2.67 7.84 0.00 1479.42 0.4429 5134.36 0.2848 -27904.68 -0.5936 0.00 0.0000 The Firm will also collect credit payments from XNDQ based on the particular fees and rebates offered in XNDQ's fee schedule. XNDQ has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules CBOE EDGX Options Exchange EDGO 5.86 17.14 21.85 0.06 0.88 -264.13 -0.0101 -455.43 -0.0128 -15.55 -0.0036 -74.70 -0.5413 The Firm will also collect credit payments from EDGO based on the particular fees and rebates offered in EDGO's fee schedule. EDGO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 4.82 12.90 18.32 0.08 0.10 -1.80 -0.0001 -194.73 -0.0061 -8.10 -0.0016 -0.40 -0.2000 The Firm will also collect credit payments from XMIO based on the particular fees and rebates offered in XMIO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange NYSE American LLC AMXO 1.87 12.72 4.75 0.07 0.08 -1.20 -0.0001 -75.17 -0.0029 -16.57 -0.0033 0.00 0.0000 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from AMEX based on the particular fees and rebates offered in AMEX's fee schedule. AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf Nasdaq PHLX LLC XPHO 1.86 3.25 6.96 0.01 7.04 -2.10 -0.0001 -8392.20 -0.1731 -19.11 -0.0273 -97.44 -0.2030 The Firm will also collect credit payments from XPHO based on the particular fees and rebates offered in XPHO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. XPHO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/phlx/rules Nasdaq ISE LLC XISX 1.81 0.36 0.18 0.08 83.65 488.09 0.3501 603.98 0.3820 -162.65 -0.2067 -66520.53 -0.5148 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XISX based on the particular fees and rebates offered in XISX's fee schedule. XISX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/ise/rules MIAX PEARL LLC MPRL 1.07 1.83 4.35 0.03 0.00 5742.67 0.4820 15546.76 0.4746 765.38 0.2327 0.00 0.0000 The Firm will also collect credit payments from MPRL based on the particular fees and rebates offered in MPRL's fee schedule. MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/pearl Information reflecting the MPRL's tiered pricing/payment schedule BOX Holdings Group LLC XBOX 0.89 3.50 3.02 0.02 0.00 -1662.35 -0.1538 -2899.57 -0.1786 -63.69 -0.0487 0.00 0.0000 The Firm will also collect credit payments from XBOX based on the particular fees and rebates offered in XBOX's fee schedule. XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://boxoptions.com/regulatory/fee-schedule/ NASDAQ OMX BX XBXO 0.89 2.94 3.19 0.02 0.00 3879.41 0.4373 7015.32 0.4399 171.56 0.1173 0.00 0.0000 The Firm will also collect credit payments from XBXO based on the particular fees and rebates offered in XBXO's fee schedule. XBXO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/bx/rules DASH Financial Technologies DASH 0.69 4.53 1.47 0.12 0.14 -996.15 -0.1248 -2529.20 -0.2692 -401.45 -0.2483 -5.50 -0.2037 The Firm receives payment based on the order, the order properties and the underlying symbol of the security. The payment schedules vary by symbol groups which are aggred upon by the Firm and the Venue. The payment schedules are not contingent upon volume sent to the Venue, a minimum quantity of orders sent to the Venue or any other threshold or criteria CBOE C2 Options Exchange C2OX 0.48 2.49 1.43 0.02 0.22 8578.84 0.4275 9359.03 0.4099 239.68 0.0493 0.00 0.0000 The Firm will also collect credit payments from C2OX based on the particular fees and rebates offered in C2OX's fee schedule. C2OX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/ctwo CBOE BZX Options Exchange BATO 0.23 1.08 0.70 0.02 0.00 1074.96 0.4823 2695.78 0.4503 165.28 0.1922 0.00 0.0000 The Firm will also collect credit payments from BATO based on the particular fees and rebates offered in BATO's fee schedule. BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/bato/ Nasdaq MCRY LLC MCRY 0.20 0.87 0.65 0.00 0.00 882.90 0.1565 645.41 0.1158 44.79 0.0963 0.00 0.0000 The Firm will also collect credit payments from MCRY based on the particular fees and rebates offered in MCRY's fee schedule. MCRY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7 MIAX EMERALD LLC EMLD 0.19 0.24 0.23 0.17 0.00 298.65 0.5754 870.41 0.2550 -63.19 -0.0093 0.00 0.0000 The Firm will also collect credit payments from EMLD based on the particular fees and rebates offered in EMLD's fee schedule. EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/emerald Nasdaq GEMX LLC GMNI 0.12 0.44 0.39 0.01 0.00 416.81 0.4206 977.23 0.4416 117.26 0.4249 0.00 0.0000 The Firm will also collect credit payments from GMNI based on the particular fees and rebates offered in GMNI's fee schedule. GMNI has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/gemx/rules 2023 08 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.21 2.53 18.91 76.50 2.05 NYSE Arca Inc ARCO 61.82 14.33 4.63 79.19 0.20 -1717.78 -0.2679 -4899.19 -0.2254 -39503.52 -0.4006 3.92 0.4900 The Firm will also collect credit payments from NYSE based on the particular fees and rebates offered in ARCO's fee schedule. NYSE Arca Options has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf NASDAQ Options Market LLC XNDQ 13.56 1.88 2.62 17.02 0.00 1430.25 0.4316 1890.71 0.1809 -18643.95 -0.5674 0.00 0.0000 The Firm will also collect credit payments from XNDQ based on the particular fees and rebates offered in XNDQ's fee schedule. XNDQ has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules CBOE Options Exchange XCBO 5.45 19.11 24.03 0.39 5.84 992.69 0.0460 -767.83 -0.0161 2561.25 0.2894 2667.03 0.5032 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XCBO based on the particular fees and rebates offered in XCBO's fee schedule. XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ CBOE EDGX Options Exchange EDGO 4.13 12.61 19.76 0.09 0.20 -139.18 -0.0146 -477.55 -0.0215 -25.79 -0.0068 0.00 0.0000 The Firm will also collect credit payments from EDGO based on the particular fees and rebates offered in EDGO's fee schedule. EDGO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 3.54 10.37 16.95 0.09 0.11 0.00 0.0000 -261.56 -0.0144 -3.44 -0.0011 0.00 0.0000 The Firm will also collect credit payments from XMIO based on the particular fees and rebates offered in XMIO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange Nasdaq ISE LLC XISX 1.89 0.28 0.35 0.11 84.21 93.61 0.3700 527.31 0.2371 -311.55 -0.1496 -59192.75 -0.5049 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XISX based on the particular fees and rebates offered in XISX's fee schedule. XISX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/ise/rules Nasdaq PHLX LLC XPHO 1.73 2.25 7.77 0.02 9.11 0.00 0.0000 -6710.02 -0.1718 -122.01 -0.1187 -89.88 -0.1702 The Firm will also collect credit payments from XPHO based on the particular fees and rebates offered in XPHO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. XPHO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/phlx/rules CBOE BZX Options Exchange BATO 1.51 1.22 0.61 1.78 0.00 729.72 0.4693 1665.66 0.4182 -310.99 -0.3119 0.00 0.0000 The Firm will also collect credit payments from BATO based on the particular fees and rebates offered in BATO's fee schedule. BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/bato/ NYSE American LLC AMXO 1.37 11.19 5.39 0.09 0.11 0.00 0.0000 -112.83 -0.0052 -62.29 -0.0162 0.00 0.0000 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from AMEX based on the particular fees and rebates offered in AMEX's fee schedule. AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf DASH Financial Technologies DASH 1.29 14.30 4.32 0.14 0.19 -1295.75 -0.2289 -5164.03 -0.2747 -655.09 -0.3290 -7.70 -0.2406 The Firm receives payment based on the order, the order properties and the underlying symbol of the security. The payment schedules vary by symbol groups which are aggred upon by the Firm and the Venue. The payment schedules are not contingent upon volume sent to the Venue, a minimum quantity of orders sent to the Venue or any other threshold or criteria MIAX PEARL LLC MPRL 0.85 2.11 4.06 0.03 0.00 3567.14 0.4798 13536.15 0.4661 146.68 0.0568 0.00 0.0000 The Firm will also collect credit payments from MPRL based on the particular fees and rebates offered in MPRL's fee schedule. MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/pearl Information reflecting the MPRL's tiered pricing/payment schedule MIAX EMERALD LLC EMLD 0.79 0.24 0.27 0.96 0.00 48.35 0.5036 621.78 0.2345 -1898.48 -0.2088 0.00 0.0000 The Firm will also collect credit payments from EMLD based on the particular fees and rebates offered in EMLD's fee schedule. EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/emerald NASDAQ OMX BX XBXO 0.75 3.25 3.45 0.02 0.00 3696.30 0.4143 5481.52 0.4001 105.59 0.0714 0.00 0.0000 The Firm will also collect credit payments from XBXO based on the particular fees and rebates offered in XBXO's fee schedule. XBXO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/bx/rules BOX Holdings Group LLC XBOX 0.74 2.94 3.37 0.04 0.00 -1131.40 -0.1348 -2740.28 -0.2064 -126.74 -0.0697 0.00 0.0000 The Firm will also collect credit payments from XBOX based on the particular fees and rebates offered in XBOX's fee schedule. XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://boxoptions.com/regulatory/fee-schedule/ CBOE C2 Options Exchange C2OX 0.37 2.30 1.55 0.02 0.03 7190.01 0.4252 6365.08 0.2864 133.33 0.1198 0.00 0.0000 The Firm will also collect credit payments from C2OX based on the particular fees and rebates offered in C2OX's fee schedule. C2OX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/ctwo Nasdaq MCRY LLC MCRY 0.15 0.99 0.62 0.01 0.00 846.30 0.1500 548.90 0.1067 -21.75 -0.0261 0.00 0.0000 The Firm will also collect credit payments from MCRY based on the particular fees and rebates offered in MCRY's fee schedule. MCRY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7 Nasdaq GEMX LLC GMNI 0.07 0.63 0.25 0.01 0.00 275.55 0.4107 632.10 0.3387 7.79 0.0916 0.00 0.0000 The Firm will also collect credit payments from GMNI based on the particular fees and rebates offered in GMNI's fee schedule. GMNI has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/gemx/rules 2023 09 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.20 0.55 32.79 66.38 0.28 NYSE Arca Inc ARCO 41.25 21.93 2.22 60.86 0.45 -29.20 -0.1168 -200.06 -0.0192 -12558.88 -0.4155 0.00 0.0000 The Firm will also collect credit payments from NYSE based on the particular fees and rebates offered in ARCO's fee schedule. NYSE Arca Options has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf NASDAQ Options Market LLC XNDQ 22.08 0.11 2.09 32.23 0.00 32.34 0.4900 4914.11 0.3768 -14368.68 -0.4187 0.00 0.0000 The Firm will also collect credit payments from XNDQ based on the particular fees and rebates offered in XNDQ's fee schedule. XNDQ has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules CBOE Options Exchange XCBO 8.71 30.98 25.12 0.36 20.96 633.92 0.4972 -1375.19 -0.0261 728.65 0.1193 3140.78 0.5243 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XCBO based on the particular fees and rebates offered in XCBO's fee schedule. XCBO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/xcbo/ CBOE EDGX Options Exchange EDGO 7.12 0.96 21.51 0.09 0.45 -1.11 -0.0100 -153.78 -0.0060 -16.45 -0.0037 0.00 0.0000 The Firm will also collect credit payments from EDGO based on the particular fees and rebates offered in EDGO's fee schedule. EDGO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/edgx/ MIAMI INTERNATIONAL SECURITIES EXCHANGE XMIO 6.53 1.98 19.65 0.12 0.00 0.00 0.0000 98.81 0.0032 0.29 0.0001 0.00 0.0000 The Firm will also collect credit payments from XMIO based on the particular fees and rebates offered in XMIO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange CBOE BZX Options Exchange BATO 2.39 0.17 0.62 3.29 0.00 4.80 0.4800 2249.78 0.4169 -60.71 -0.1065 0.00 0.0000 The Firm will also collect credit payments from BATO based on the particular fees and rebates offered in BATO's fee schedule. BATO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/bato/ Nasdaq PHLX LLC XPHO 1.97 0.06 5.68 0.02 35.76 0.00 0.0000 -7957.53 -0.1951 -19.32 -0.0229 -39.90 -0.2100 The Firm will also collect credit payments from XPHO based on the particular fees and rebates offered in XPHO's fee schedule. Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. XPHO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/phlx/rules MIAX EMERALD LLC EMLD 1.83 0.11 0.30 2.61 0.00 0.00 0.0000 1941.98 0.4477 -5682.96 -0.4005 0.00 0.0000 The Firm will also collect credit payments from EMLD based on the particular fees and rebates offered in EMLD's fee schedule. EMLD has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/emerald MIAX PEARL LLC MPRL 1.76 0.17 5.30 0.03 0.00 31.20 0.4800 22512.44 0.4754 1101.82 0.3425 0.00 0.0000 The Firm will also collect credit payments from MPRL based on the particular fees and rebates offered in MPRL's fee schedule. MPRL has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.miaxoptions.com/fees/pearl Information reflecting the MPRL's tiered pricing/payment schedule NASDAQ OMX BX XBXO 1.69 0.45 5.09 0.03 0.00 64.40 0.4600 12142.88 0.4416 445.09 0.2373 0.00 0.0000 The Firm will also collect credit payments from XBXO based on the particular fees and rebates offered in XBXO's fee schedule. XBXO has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/bx/rules DASH Financial Technologies DASH 1.26 41.04 2.87 0.14 0.34 -472.25 -0.1862 -5237.70 -0.2785 -473.85 -0.2905 -4.60 -0.2000 The Firm receives payment based on the order, the order properties and the underlying symbol of the security. The payment schedules vary by symbol groups which are aggred upon by the Firm and the Venue. The payment schedules are not contingent upon volume sent to the Venue, a minimum quantity of orders sent to the Venue or any other threshold or criteria NYSE American LLC AMXO 1.01 1.02 2.84 0.11 0.00 0.00 0.0000 -68.09 -0.0031 0.15 0.0000 0.00 0.0000 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from AMEX based on the particular fees and rebates offered in AMEX's fee schedule. AMEX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf CBOE C2 Options Exchange C2OX 0.92 0.45 2.73 0.03 0.45 74.82 0.4300 13181.67 0.4172 460.50 0.2836 0.00 0.0000 The Firm will also collect credit payments from C2OX based on the particular fees and rebates offered in C2OX's fee schedule. C2OX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://markets.cboe.com/us/options/membership/fee_schedule/ctwo BOX Holdings Group LLC XBOX 0.87 0.06 2.58 0.04 0.00 -2.00 -0.2000 -652.50 -0.0433 -129.17 -0.0744 0.00 0.0000 The Firm will also collect credit payments from XBOX based on the particular fees and rebates offered in XBOX's fee schedule. XBOX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://boxoptions.com/regulatory/fee-schedule/ Nasdaq MCRY LLC MCRY 0.27 0.28 0.82 0.01 0.00 54.15 0.1500 1088.96 0.1441 36.08 0.1485 0.00 0.0000 The Firm will also collect credit payments from MCRY based on the particular fees and rebates offered in MCRY's fee schedule. MCRY has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://https://listingcenter.nasdaq.com/rulebook/mrx/rules/mrx-options-7 Nasdaq ISE LLC XISX 0.18 0.17 0.14 0.02 41.59 1.85 0.3700 464.56 0.2927 57.06 0.1678 -8444.20 -0.3559 Pursuant to an exchange-sponsored marketing fee program, registered market-makers may receive payments from the exchange as a result of their designation as a 'preferenced' market-maker by an exchange member. With respect to such exchange program, the Firm may receive payments from 'preferenced' registered market makers for options orders the Firm sends to the exchange. The Firm will also collect credit payments from XISX based on the particular fees and rebates offered in XISX's fee schedule. XISX has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/ise/rules Nasdaq GEMX LLC GMNI 0.15 0.06 0.44 0.01 0.00 6.97 0.4100 1515.85 0.4239 25.89 0.0674 0.00 0.0000 The Firm will also collect credit payments from GMNI based on the particular fees and rebates offered in GMNI's fee schedule. GMNI has a tiered pricing/payment schedule. For detailed information, please see the exchange’s public website: https://listingcenter.nasdaq.com/rulebook/gemx/rules